0001395067-12-000004.txt : 20120717
0001395067-12-000004.hdr.sgml : 20120717
20120717180022
ACCESSION NUMBER: 0001395067-12-000004
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120717
DATE AS OF CHANGE: 20120717
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: RYDEX ETF TRUST
CENTRAL INDEX KEY: 0001208211
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-81471
FILM NUMBER: 12966558
BUSINESS ADDRESS:
STREET 1: 805 KING FARM BOULEVARD
STREET 2: STE 600
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-296-5100
MAIL ADDRESS:
STREET 1: 805 KING FARM BOULEVARD
STREET 2: STE 600
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Marquette Asset Management Inc.
CENTRAL INDEX KEY: 0001395067
IRS NUMBER: 410883341
FISCAL YEAR END: 1206
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 60 SOUTH SIXTH STREET #3700
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 6126613770
MAIL ADDRESS:
STREET 1: 60 SOUTH SIXTH STREET #3700
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
SC 13G
1
13GRPG6.30.2012.txt
MARQUETTE ASSET MANAGEMENT 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.______)*
Rydex ETF Trust
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
78355W403
------------------------------
(CUSIP Number)
6/30/0212
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP NO. 78355W403
Marquette Asset Management, Inc
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1 NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
FIRM NAME & IRS TAX ID NO. GOES HERE
--------41-0883341--------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION USA
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5 SOLE VOTING POWER 431,588
NUMBER OF --------------------------------------------------------------
SHARES
BENEFICIALLY SHARED VOTING POWER
OWNED BY -----------------------------------------------------------------
EACH
REPORTING 7 SOLE DISPOSITIVE POWER 431,588
PERSON WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER 0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 431,588
-------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.59%
-------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
-------------------------------------------------------------------------------
IA
-------------------------------------------------------------------------------